Professional Background

Kevin Hourihan is a Managing Director on Stable Rock’s Investment Management Regulatory & Compliance Services team. He brings over 25 years of experience in investment adviser, broker-dealer, registered investment company (RIC), and investment management compliance, with deep expertise in regulatory matters under both the Investment Advisers Act of 1940 and the Investment Company Act of 1940.

Throughout his career, Kevin has held both in-house and consulting roles, with a particular focus on RICs, including mutual funds, ETFs, tender offer funds, and interval funds. He has served as Chief Compliance Officer for RICs for more than 10 years and has also held CCO roles for Registered Investment Advisers and broker-dealers.

Prior to joining Stable Rock, Kevin was a Senior Principal Consultant at ACA Group, where he served as an outsourced Chief Compliance Officer for a range of RIC clients. In this role, he advised on complex regulatory requirements, compliance program development, and ongoing risk management practices, and conducted annual Rule 38a-1 reviews and mock SEC examinations.

Rock-Solid Outside of Work

Originally from the Boston area, Kevin now resides in Provincetown, Massachusetts. Outside of work, he enjoys spending time at the beach, watching sports, and cooking.